As the number and intricacy of technologies and regulations grow and earnings pressure increases, it’s vital for financial institutions to regularly evaluate the effectiveness of their risk mitigation programs regularly. Properly established and comprehensively maintained programs can help you control compliance-related expenses, avoid costly remediation activities, and mitigate operational, strategic, and reputational risks. The Regulator Panel will bring together regulatory professionals to emphasize the need for financial institutions to comply with regulatory requirements and to stay informed of any recent updates. They will discuss how effective risk management, including the need to identify, assess, and mitigate risks, bleeds into regulatory compliance.

Learning Objectives:

• Receive updates on the current regulatory environment
• Learn how effective risk management can effect regulatory compliance
• Discuss how to proactively plan for regulatory compliance updates